Ira howard Mark

SELF-SUMMARY

Ira Howad Mark

I am a San francisco-based Financial Adviser. I am dedicated to helping my clients develop enduring trust by paying attention to their unique needs and giving them the level of care they desire. I offer my services to individuals, privately held businesses, and non-profits. With over 32 years of experience as a qualified stock broker and investment counselor, I have worked closely with two well-known US companies. I’m eager to get to know you and am here to answer any questions you may have. Please get in touch with me if you would like more information about my method of financial planning or if I may assist you in reaching your financial goalsI have licenses in about thirty-one states and have passed five brokerage qualification examinations.

Job Exeprience

08/06/1991 - 01/08/1992

RYAN, BECK & CO. (CRD#:3248)

Investment Advisor Representative

12/06/1991 - 08/05/1992

J. B. HANAUER & CO. (CRD#:6958)

Investment Advisor Representative

08/04/1992 - 04/15/2003

CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)

Investment Advisor Representative

04/04/2003 - 07/03/2007

UBS FINANCIAL SERVICES INC. (CRD#:8174)

Investment Advisor Representative

06/22/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (CRD#:8209)

Investment Advisor Representative

10/04/2013 - 09/14/2020

RBC CAPITAL MARKETS, LLC (CRD#:31194)

Investment Advisor Representative

9/11/2020 - Present

MORGAN STANLEY (CRD#:149777)

Investment Advisor Representative

Brokerage Examinations

5/5/1999

PRINCIPAL/SUPERVISORY EXAM (1)

General Securities Principal Examination - SERIES 24

7/22/1998

GENERAL INDUSTRY/PRODUCTS EXAM

General Securities Representative Examination - SERIES 7

10/1/2018

GENERAL INDUSTRY/PRODUCTS EXAM

Securities Industry Essentials Examination - SIE

7/18/2001

STATE SECURITY LAW EXAM

Uniform Securities Agent State Law Examination - SERIES 63

5/10/2005

STATE SECURITY LAW EXAM

Uniform Investment Adviser Law Examination - SERIES 65

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